My interview with Brazilian Society of Tropical Medicine (SBMT) on scientific publishing:
Publicação: 10 de September de 2021
Most of the research produced in the world is still accessible to a few, while rivers of money drain from public safes to large publishing corporations
An article published in the science section in the blog The Wire, entitled “Why I Won’t Review or Write for Elsevier and Other Commercial Scientific Journals” exposed the issues related to conflicts in the scientific articles market, which creates a [prestige] economy, allowing major journals to charge what they want, in addition to getting free labor from scientists eager to associate themselves with their brands as reviewers or editors. It is a market in which the taxpayer pays to have science produced, pays to have it published, and pays to subscribe to the journals that publish it. The system could easily be reformed if it weren’t for those scientists who insist on laying down rules so attached to the high-impact publications that have led them to the elite, and the new ones so obsessed with following the same path.
To learn more about the subject, the Communication Office of the Brazilian Society of Tropical Medicine (SBMT) interviewed Dr. TR Shankar Raman (also known as Sridhar), a writer that became a wildlife scientist. As a writer, he writes creative nonfiction and reflective essays on nature and conservation for newspapers, magazines, and blogs, as well as occasional book reviews and opinion or featured articles.
SBMT: In your article, you mention racism, sexism and patronizing. What is your opinion about the ethics of peer review?
TRSR: Peer review is considered an essential part of science. It serves a gate-keeping function in scientific publication. Yet, principles, good practices, and ethics of peer reviewing are not often taught to researchers as an essential part of their academic training. Many of us first get to see peer reviews as comments on our first manuscripts and do our first peer reviews when invited by a journal or editor. Partly because of this and partly because scientists are humans who can be subject to the same biases and prejudices as other people, peer review often falls short of being the totally objective appraisal it is touted to be. Journals do provide generic guidelines to reviewers, but nevertheless, racist, sexist, or patronising reviews do get past editors. I have linked to articles about this on my blog post. Researchers and scientists, especially non English-speaking, from less developed countries and less well known institutions are often at the receiving end of such peer reviews. For examples, I know cases where reviewers have asked the author to include as co-author an experienced scientist from a western institution for their paper to be competitive or good enough; told authors from India who are native English speakers to get their paper read and vetted by a native English speaker (without pointing out any problems with English in their manuscript); and so on. Double-blind peer review tries to address some of those issues, but has its own problems. I personally think that transparent, signed peer reviews are the way forward as a norm.
SBMT: Are there ethical principles in peer reviewing scientific articles?
TRSR: Certainly. The Committee on Publication Ethics (COPE) guidelines could be taken as a benchmark of the kind of professionalism, integrity, honesty, and courtesy expected in peer reviews. Also, declaring competing interests and conflicts of interest is vital. Confidentiality during the review process is another important principle—no one wants their ideas stolen or plagiarised from an unpublished manuscript by an unscrupulous and anonymous reviewer.
SBMT: Do you believe there is corruption in the peer review process? If so, would this process be corrupting the scientific ethics of neutrality?
TRSR: As far as I know, fortunately, I myself have not suffered so far from corruption in the peer review process. From my limited experience, I would not be able to state how widespread it is and whether reviews and publication are used either as a form of patronage or to discriminate against rivals. To some extent, both probably occurs. But you mention neutrality. I feel that neutrality can be an aspiration for each of us when we do reviews, but it is probably more realistic to accept that none of us are truly neutral or unbiased. It is equally vital that as a reviewer, we reflect on and understand what our own biases or prejudices could be and how they may have affected our impressions of a paper and our reviews. Journals rarely ask reviewers to consider this or to provide an explicit statement based on reflection on their neutrality or prejudices—the focus is on the reviewed, rarely on the reviewer, although the latter is important, too.
SBMT: In your opinion, why are the most reputable journals all too expensive to publish or to access?
TRSR: First off, I want to contest the notion of what is a reputed journal. Too often it is based on Journal Impact Factor (JIF). There is now sufficient evidence to show that JIF is a very poor metric of quality in science. JIF is not some magic number: it’s just an index negotiated between journals and the company that provides the analytics calculated as a mean rather than a median and subject to all sorts of problems and biases. Besides its the quality of a paper that we are interested in and not some artificial metric of the journal itself. The JIF of a journal tells you nothing about the quality of any particular paper in that journal. In fact, there are more retractions, falsified data, and errors in these so-called high impact journals (for studies on this, see this recent post). Unfortunately, a false connection is drawn between quality and successful publication in such journals, and that is then used to decide on jobs and promotions in academia. As a result, a rush to publish in these journals has been induced, which is exploited by commercial scientific publishing companies like Elsevier, Wiley, Springer Nature and a few others who have cornered the market, so to speak, and charge exorbitant article processing charges. Based on the estimates from one recent study, it appears that these publishers are charging anywhere from 5 to more than 10 times the actual cost of publication of a typical scientific article. It is the prime irony of our times: scientists who pride themselves on their objectivity have been hoodwinked by a very subjective and flawed system into publishing in so-called reputed journals, while the commercial publishers laugh their way to the bank with their huge profits.
SBMT: Why are the “diamond/platinum” journals the least valued by editorial metrics and funding agencies?
TRSR: I have no idea why this should be so. It feels like the academic community has just painted itself into a corner. There are lots of excellent diamond open access journals. The journals published by Indian Academy of Sciences are a good example (although they have a weird co-publishing arrangement with Springer Nature, the journals and papers can be freely accessed via the Academy website and there are no charges for authors to publish either). Of course, the number of papers that a diamond open access journal may be able to publish may be lower and many are in niche areas of science rather than multi-disciplinary in scope and hence their reach may be lower than what big-budget commercial journals can achieve with their resources. But this only means that diamond open access journals should be supported more to achieve better reach, not shift to commercial publishers. All public and philanthropic funding for science has everything to gain by supporting and mandating publication in diamond open access journals.
SBMT: How to design a policy in defense of Southern science through the promotion of “diamond/platinum” journals?
TRSR: As individuals, we can each take a stand, as I have tried to in my post—that I will not review for or publish in commercial journals, but will especially do so for diamond open access journals. Particularly, senior scientists and leaders in their fields must set an example by publishing, reviewing for, or accepting to be on the boards of diamond open access journals. But this will not go far unless we also collectively work to change overall policy. As a community, we must petition our academies, funders, and science administrators to change policies to give greater recognition to papers published in diamond open access journals. This can trigger a big change: especially if it begins to count towards jobs and promotions in academia. Impact factor should be trashed as outdated, harmful, and retrogressive. Recipients of public funds should be mandated to publish in diamond open access journals published by nonprofit scientific societies as this is the most cost-effective way to spend the available (limited) funds to achieve publication that is freely, openly, and widely accessible, while supporting and advancing science. Other initiatives such as Gold Open Access, self-archiving of submitted final versions, or pay-to-publish APC models are all half measures or discriminate and exclude large numbers of scientists around the world, who cannot pay the large fees involved. Policies should support membership fee support for scholars and new and tenured faculty to join learned academic societies that publish diamond open access journals so that the funds are kept within the community and to advance science rather than feed the profits of commercial companies.
SBMT: Would you like to explore further the concept of predatory science publishing?
TRSR: Predatory science publishing, I feel, is just a perversion of the normalisation of pay-to-publish models that we have allowed to happen and which most so-called reputed journals are using today. If money is taken out of the equation by recognising pay-to-publish models as disreputable for science, and by mandating publication in diamond open access journals, most predatory journals will disappear. I also have a different take on the idea of predation in scientific publishing. As I write in my post:
With exorbitant subscriptions, steep open access publication fees or paywalls for each article, companies such as Elsevier, Wiley, and Springer Nature are profiteering from an enterprise that generates knowledge which really belongs to all and which should be truly open and free for anyone in the world to access. To me, this is also a form of predatory publishing: unbridled corporate predation on captive academic prey.
SBMT: Is it correct to say that today science is better evaluated by the continent (the journal) than by the content (the article itself)?
TRSR: Yes. I often wonder whether scientists sitting in powerful positions, during proposal appraisals and job interviews, read the articles to assess a candidate and the quality of their work or just go by the fame and JIF of the journals their papers were published in. If as scientists we believe that it is the peer review process that is important, why not keep peer review and dispense with journals altogether? Find ways to have papers reviewed and accepted by peers, organise them by subject or theme, published with just a DOI and findable via a global database search? Some interesting new publishing models are already being implemented. The Peer Community In model—where scientists come together in communities to openly review and recommend preprints that are freely and openly accessible—can be taken as equivalent to diamond open-access journal publication.
SBMT: Do you believe that there is a planned effort by rich countries to keep developing countries scientifically backward?
TRSR: I wouldn’t go so far as to say that. But there is certainly a blindness or an obtuseness towards the plight of scientists in developing countries and all lower and middle-income economies. A recent paper highlights the colonial roots of many of our present academic practices and issues a call for decolonising science. Decolonising access to scientific literature is a crucial part of that. Scientists in the west, in richer countries and in elite, well-endowed institutions in all countries, need to decolonise their minds and scientific practices to enable science to flourish globally and equitably.
SBMT: Would you nominate Alexandra Elbakyan, from Sci-Hub for the Nobel Prize. If so, how to start a global movement for this?
TRSR: I am not a fan of the Nobel Prizes, given they have their own biases and have failed to adequately acknowledge scientific contributions of women, for example. But given that its stated purpose is to award those who have conferred the greatest benefit to humankind, Alexandra Elbakyan certainly qualifies. I stand by what I wrote in my post:
Alexandra Elbakyan, a scholar and computer programmer who created and runs Sci-Hub, is probably the one person who has contributed more to global dissemination of science and access to scientific literature than any other person in human history.
Science academies from Brazil, India, and other countries, including western nations, could get together and nominate her, perhaps!
SBMT: Intellectual recognition of authors from tropical/poor countries in collaboration with authors from large institutions in rich countries is a big problem. Who has more value in a North-South collaborative scientific publication: one who conceived it, one who collected the data, one who analyzes it, or one who conducts the sophisticated experiments inaccessible to scientists from the Global South?
TRSR: This is again an issue that the paper I mentioned on decolonising science goes into in better detail. I would simply urge everyone to read it. It sets out the problem and proposes changes in the way we do science: such as going past ‘parachute’ science to actively involve collaborators from the poorer countries as equal or better knowledge partners (not as tokenism), have reciprocal exchanges rather than one-way travel of students and scholars, and so on. Some journals have adopted policies that publications should include authors from the countries where the work was carried out in and so on, which is welcome, but there is more to do.
SBMT: Are science agencies in the Global South repeating the model of evaluating science based on editorial metrics and harming their own countries’ science and scientists?
TRSR: I don’t know about other countries, but in India, certainly. Journal Impact Factor is routinely used as a metric in assessments of scientists and their work. The Science and Engineering Research Board of India privileges publication in international journals over national journals and asks for journal impact factor to be provided as well. The UGC norms for academic performance of faculty actually scales their index by journal impact factor. This is very retrograde and harmful. Other aspects such as publication in diamond open access journals, making datasets also openly available, other forms of public engagement for science are all ignored in this system of evaluation. Instead of these flawed metrics, we need to move to new systems of evaluation that consider other aspects such as mentorship, diversity and inclusion, quality of work and so on. Alternative ways in which this can be accomplished have been proposed.
SBMT: Do you believe that the Global South remains colonized from a scientific and cultural point of view? Why do you think so?
TRSR: I think I have already answered this above with reference to the decolonising science paper.
SBMT: Aren’t scientists from the South themselves biased?
TRSR: As I mentioned before, all scientists are human and are likely to have their own biases. However, there is a huge asymmetry in power, privilege, and influence when compared to scientists in the Global North. The South is disadvantaged on many counts and that needs to be recognised and offset through thoughtful policies and actions.
SBMT: How can scientific journals from the Global South acquire international respectability?
TRSR: I don’t think I have the experience to offer an answer to that one. Perhaps it is something for all of us to deliberate on as a community. Bring editorial boards of different diamond open access journals published from the Global South together to start off the conversation. Good and practical ideas may emerge.
SBMT: How to increase South-South scientific collaboration? India and Brazil have a significant scientific production. Wouldn’t it be time to start an alliance between southern countries?
TRSR: Yes, certainly. As I mentioned above we have not done this as much as we perhaps can or should. For instance, by conducting joint conferences on tropical ecology, medicine, and conservation, for instance. Those conducted today tend to have few voices of scientists who are actually based in tropical countries. Famous names from institutions in the Global North predominate in the line-up of speakers: that should change, too.
SBMT: Tropical forests are very dangerously threatened. What is the role of scientists from the Global South?
TRSR: I think not just scientists, but people and communities from the Global South need to step forward to lead conservation efforts. Scientists should also acknowledge the traditional knowledge systems of indigenous people, recognise the roles they have played as stewards of their lands and forests in effecting conservation. The biggest threats are often from large-scale destructive development projects such as mining, roads, powerlines, large-scale green or renewable energy projects, dams and so on. Scientists have a key role not just to study these and document the wide-ranging impacts on ecology and society, indigenous people and their culture, but to share their findings widely with the public in all local languages to foster widespread public awareness and engagement with conservation. This can help combat the loss of tropical forests and also create enough momentum among citizens to push for political changes with the urgency and at the scale at which they are needed.
SBMT: Would you like to add anything?
TRSR: I think I’ve already said too much. There’s a lot to do and we should act as individuals, as part of our local scientific communities or societies, and also as larger collectives that push for changes in policy and practice globally.
Original Blog Post at View from Elephant Hills:
Republished in The Wire—Science